capital market to develop and sustainably prosper, it cannot exclusively depend on strict regulations, but it requires good governance and pressure from market participants, in addition to quality
highly strict of relevant laws and also the various ways of approach the customer. Customer Service Representative Outsourced for this increased by THB 42.8 million or 43.1% when compared to the prior new
/ActandRoyalEnactment/Act/explan-digital.docx HouseStyle Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and
reporting such incidents to the SEC; (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing
assets to ensure its appropriateness. EE is also required to rectify the financial statements for the year 2023 and the third quarter of 2024 and then submit the rectified financial statements that
, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to
-related clarifications and information through the company’s communication channels. On 10 October 2023, the SEC had the clients’ assets deposited with Zipmex inspected to ensure the company’s readiness for
shall impose stricter sanctions to further ensure fairness and market reliability.
SEC in coordination with the AIMC will set up standards for preparing member records, and 2) require asset management companies to have external auditor so as to ensure the correctness of such records