, including accepting an authorization from investors to trade or make investment decisions on their behalf are deemed to be misfeasance against the SEC?s Rules of Conduct. The SEC has repeatedly emphasized
more focused attention to the importance of AGM and continual progress from last year, both in terms of assessment scores and committed dedication to improve AGM efficiency. However, some issues are yet
, some issues are yet to be fully addressed next year. ?The number of listed companies with an average score exceeding 100 points increased six folds from three to 19 companies, reflecting their
companies in the research. Meanwhile, securities and asset management companies are also urged to become a role model for anti-corruption practices as the Indicator of each business operators will be
customer’s decision-making and providing appropriate information; and 5) charge of service fees, which, regardless of how they are determined, must be informed to the customer prior to the service
of Shock Market Regulator. According to the Notification of the Board of Stock Market Regulator No Tor Jor 20/2551 Re: Principal of the material transactions that are considered to be under the
, the Company shall disclose such information and compensations received from the other companies in its annual report. (5) Audit committees are prohibited to be any types of directors at any other
., Clubhouse, Line, and Facebook, each having a substantial user base. Morakot adopted a normal business approach and received fees or other forms of compensation.His actions above are liable to be an
possibility of increasing number of independent directors. In some other developed countries, 50% of the board of directors are required to be independent. As for listed companies? directors to understand