consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course

interests of RS shareholders or the investment decision making of investors are likely to be affected. Therefore, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the SEC has

Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.   23/05/2002 16/06/2002    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

appraised price, and the transfer of funds from NUSA accounts into personal accounts and those of close associates, are liable to be in violation of Paragraph 2 of Section 281/2, in conjunction with Section

will not be compromised. Proposed revisions are as follows: 1. In case where a company issued convertible debentures with conversion price tying to future market price of shares and subsequent decline of

they strictly scrutinize those applicants? information, we are confident that such applicants will be able to make their IPOs as well as be listed on the SET on schedule.? ?The SEC sent circular

teams are 1.7 times more likely to be leaders in innovation in their industries, driving growth and competitive advantage. • Companies with inclusive policies appears as having a lower turnover rate

whether they are in accordance with the advertising and associated rules as well as be approved by CEO before publication. After publication, company’s compliance unit must monitor and examine all

confirm and formalize the good contacts between our two authorities. Thailand and Luxembourg have a lot of things in common and we are convinced that this MoU will be beneficial by prompting a better mutual

and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and