, the rules, which are currently in effect, should be revised with respect to maintenance of NC in case of abnormal increase in transaction volume of the business operator to the effect that the
capital ( NC ) in a specified amount in order to sufficiently cover risks from conducting business . However, the rules, which are currently in effect, should be revised with respect to maintenance of NC in
derivatives business, both in document or electronic format, are accurate, complete, can be able to https://publish.sec.or.th/nrs/3872pe.doc 7041pe.doc ., computers, equipment, data recorders, and other
approval has already expired, the SEC banned him from applying for a new approval as capital market investment consultant for the said period, effective from 17 January 2019.Investors are strongly advised to
the problems of the operations of the Television and Telecommunication, the significant details which related to the Group are the subsidiary will be exempted for the installment of the license fee
) fails to fulfill its obligations as to clearing and settlements, all operations must be ceased while risks associated with proprietary trading must be reduced, and client positions are to be transferred
asset market. The SEC is therefore conducting a public hearing on the proposed amendments. The major changes to be introduced are as follows: (1) Specifying the process of SEC Office in assessing
requirements. Digital assets which will be traded in exchanges are required to follow the listing rule of exchanges which must be approved by SEC Board.Any digital asset trading within the digital asset
provide guidance on the issuance of ASEAN Sustainability Bonds. ASEAN Sustainability Bonds are bonds where the proceeds will be exclusively applied to finance or re-finance a combination of both Green and