to include the bond issuer’s obligation to allocate cash flows received from certain transactions towards the pro rata repayment of the bonds. The SEC requires that the bondholders’ representative
with ThaiBMA, which plays a crucial role in promoting and developing the bond market. The association’s responsibilities also include setting standards and practice guidelines for operating debt
three years, covering additional access control measures to include both user accounts (or non-administrator accounts) and privileged accounts, and maintaining incident records with root cause analysis
Cybersecurity Law, such as Vulnerability Assessment and Penetration Test, etc.; and (6) Revising the third-party management provisions by extending the scope to include IT service providers or business partners
the SEC Board to include ordinary person investors in the “institutional investor” category. The revision to the definitions of the term will become effective as from 1 October 2022. This may cause
. Saard Theerarojanawong. Members include representatives from public and private organizations, e.g., the Legal Execution Department, the Federation of Thai Capital Market Organizations, the Association of
for such products in Thailand as part of the initiatives under SEC Thailand’s sustainable finance roadmap. The meeting with LGX management will include a discussion on the possibility of technical
an enforcement of investors’ rights in some issues which are activities occurring outside blockchain* and are not based on the smart contract. Such activities include rent fee collection and payment
digital tokens. The ICO portal's duties include performing due diligence on the characteristics of digital tokens to be offered and qualifications of issuer, and ensuring completeness and accuracy of
SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual