developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee
services to clients. Renewal application can be submitted online via www.sec.or.th. The renewal fee is 1,070 baht (VAT included). For details on procedure and payment of fee, please visit http
investors’ rights in alignment with the changing capital market ecosystem. The discussion included strengthening trust and confidence in the Thai capital market through the pursuit of class action lawsuits
Pittayasophon, SEC Deputy Secretary-General, delivered the opening remarks and recapped the SEC’s regulatory and enforcement responsibilities. The topics included key offenses under the SEC authority such as
IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among supervisors and insights into the financial advisors' role from the perspective of regulators
insights with member countries on globally significant issues. Key topics included Sustainability Related Disclosure, Financial Inclusion, the implementation of Supervisory Technology (SupTech), and the
participants to begin their investment journeys. Key topics included “Three Keys Factors of Value Investing (Principal, Return, and Time)”, “Using AI to Manage Investment Portfolios,” “Low-Investment High-Return
regulation. Key highlights included: (1) Utilizing AI to detect suspicious trading behaviors and potential misconduct, aimed at promoting transparency and strengthening investor protection, and (2) Building an
included in the proposed revisions.The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at 0-2695
was held at Swissotel Bangkok Ratchada Hotel on 2 November 2023. The featured activities included a panel discussion on "Embracing Generative AI: Exploring Its Organizational Potential and