authority of SEC’s Board to set regulations on how exchange should conduct its business in order to meet the goals and expectations as stated in the law. It will also include the SEC’s power to take legal
and internationally-recognized standards. The proposed regulations would include additional disclosure requirements as well as issuers’ obligation to appoint an external review provider to provide
, specific areas of focus will include green bonds, the fintech ecosystem, e-Know Your Customer, and cybersecurity. Speaking at the signing ceremony, Ms. Ruenvadee Suwanmongkol, SEC Secretary General said
. SEC has therefore drafted the rules and regulations on the matters including the rule on collection of copying charges. Proposed draft provisions include:(1) Notification of trustee’s resignation: In
markets, business sector and people. Throughout this year, there will be the regulatory revisions to lessen burden of the private sector. These include reduction of procedures and implementation
for auditing. Such information include YNPE?s external fund borrowing, appropriateness of appraisal price of company?s 3rd plant, verification on inventory at end of the accounting period, confirmation
support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to
securities firms, investor contacts and clients. Strict rules must be complied and securities firms must put in place necessary systems and tools for maintaining records of clients orders that include voice
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily