digital asset business operator failing to comply with Section 35 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) may subject to consideration of license revocation
revocation of the company’s derivatives licenses for derivatives fund management and advisory services, also effective on 16 June 2023.Currently, Renaissance no longer has private fund clients under management
has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of approval as securities
an offense liable to revocation of approval as securities investment consultant. However, the approval as securities investment consultant for {A} has already expired since 31 December 2019. SEC has
Bangkok, 3 August 2023 – SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating
market investment consultant in case of Panadda for ten years and the approval as securities investment consultant in case of {B} for four years and eight months. The revocation will be effective from
shall pay the fees within the 31st day of January of the following year. In case of termination of business or revocation of license, the licensees shall pay the unpaid fee or the remaining fee within
Licensees shall pay the fees within the 31st day of January of the following year. In case of termination of business or revocation of license, the licensees shall pay the unpaid fee or the remaining fee
) revocation of approval by the SEC Office in accordance with Clause 6. Clause 8 This Notification shall come into force from 16 August 2020. Notified this 20th day of July 2020. Pichit Akrathit Chairman