from December 31, 2011.  Details of the sanctions are as follows: Ten-year revocations: 1. Aunyapat Aroonjarhuspong (formerly named Nathaphan Jaiudom), an investor contact of KGI Securities (Thailand

years each, (7) and (8) for five years. In addition, (1) - (3) revocations took effect on 21 September 2016, (4) - (6) on 17 November 2016, and (7) - (8) on 22 November 2016. In addition, the SEC has