revocation of approval of auditor shall not affect the financial statements which have been audited and affixed with signature in giving opinions in cases where such financial statements have been submitted to

remaining fee that exceeds the minimum fee under (1) shall be paid by 31 January of the following year. In case of termination of business or revocation of license, a licensee shall pay the unpaid fee or the

for approval with the SEC Office unless the cause for such suspension imposed by the Ethical Standards Committee was the same as the cause for suspension or revocation of the approval 2 Amended by the

not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify

less than thirty days before terminating the operation or before the expiration date in accordance with the procedures and methods specified in the Licensing Manual for the Public; (2) revocation of

the operation or before the expiration date in accordance with the procedures and 5 methods specified in the Licensing Manual for the Public; (2) revocation of approval by the SEC Office in accordance

Appointment of Authorized Officer   48. Report/Form (Notification of Securities and Exchange Commission) Form EF-4 Revocation of Certifier or Authorized Officer   49. Report/Form (Notification of Securities and

_____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify

rectification to maintain the prescribed qualifications; (d) the suspension, revocation, and termination of approval. Clause 13 This Notification shall come into force as from 16 May 2015. Notified this 9th day

regulator, and is not currently under suspension or revocation of its licence; - The Hong Kong Covered Fund under HK-TH MRF is offered for sale to the public in Hong Kong and is not currently under trading