applicant to fix or fill up additional information shall be specified. If the applicant fails to do so within such period, the SEC official will return the appilcation and evidentiary documentation to the
assets; (b) Managing business in such a way that violates the law or fails to comply with the regulatory agency’s order or improper management of business; (c) Non-compliance of law, or unfair practice, or
Law; (2) investment units are offered for sale while the mutual fund management company fails to comply or ensure compliance with the rules related to offering for sale of investment units of retail
Law; (2) investment units are offered for sale while the mutual fund management company fails to comply or ensure compliance with the rules related to 5 offering for sale of investment units of retail
manager, fails to comply with the rules as prescribed in the first paragraph hereof, such approval shall be terminated. If any person, who has been granted an approval to act as a mutual fund manager and
shall proceed in accordance with the rules as prescribed in the first paragraph hereof. If any person, who has been granted an approval to act as a mutual fund manager, fails to comply with the rules as
may order otherwise. In cases where any person fails to comply with the Office’s order under the first paragraph or fails to comply with the fourth paragraph of Clause 4 or Clause 6/1, the Office may
order otherwise. 12In cases where any person fails to comply with the Office’s order under the first paragraph or fails to comply with the fourth paragraph of Clause 4 or Clause 6/1, the Office may revoke