the business operation in the respective foreign country; (2) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the
maintain the characteristics specified in Clause 2(3) to (8); 3. the securities trading center fails to proceed in accordance with the provisions in Clause 4; 4. the provision of services under the
securities trading center cannot maintain the characteristics specified in Clause 2(3) to (8); 3. the securities trading center fails to proceed in accordance with the provisions in Clause 4; 4. the provision
advertisements produced by the securities company. Clause 18. In cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed under this Chapter, the
securities company fails to comply with the advertising rules prescribed under this Chapter, the securities company shall, as per the direction of the Office, perform one or more of the following acts: (1
advertisements produced by the securities company. Clause 14. In cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed under this Notification, the
cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed under this Notification, the securities company shall, as per the direction of the
Office’s approval is obtained. Clause 11. In cases where the liquidator fails to complete the liquidation within the period specified in Clause 10, the liquidator shall submit to the Office the request for