order otherwise. 12In cases where any person fails to comply with the Office’s order under the first paragraph or fails to comply with the fourth paragraph of Clause 4 or Clause 6/1, the Office may revoke
the client fails to make payment, deliver securities or deposit collateral within the specified period of time: (a) forced collateral; (b) forced sale or repurchase of securities ; (c) suspension of
securities companies in cases where the client fails to make payment, deliver securities or deposit collateral within the specified period of time: (a) forced collateral; (b) forced sale or repurchase of
and the purchaser having entered into the shareholders’ agreement according to the agreed terms. Event of default as a cause for termination If either party fails to perform any of its material
ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the capital products denominated in
) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the capital products
foreign country; (2) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the
the business operation in the respective foreign country; (2) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the