securities is significantly different from the purposes of use stated in the prospectus such as a cancellation, postponement or change of future investment projects, etc.; (4) the issuer or offeror of
suspension, revocation and termination of the approval to be the appraisal company in capital market and the lead appraiser approved under Chapter 1 or Chapter 2 shall be subject to Chapter 4. Clause 5 In
mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license
. Report/Form (Notification of Securities and Exchange Commission) Form EF-4 Revocation of Certifier or Authorized Officer 12. Report/Form (Notification of Securities and Exchange Commission) Form
/ Registered Capital / Fees | - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registered Capital (Section 96) | - |- Revocation of License (Section
| - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registered Capital (Section 96) | - |- Revocation of License (Section 147) | - |- Decrease in
suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify __________________________________________________
_____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify
/cgi-bin/resultTOc.php?language=E&comp_id=0718 SEC instructs NUSA to clarify its asset disposition plan and revocation of share swap contract with WEH shareholders billion baht, and to authorize NUSA’s