correctness of information provided. 2. Listing in the Stock Exchange no restrictions listing in the Stock Exchange is required 3. Offer for sale through an underwriter no restrictions with restrictions 4
ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC
of the year that such solicitations occurred. * Please note that CIS Operator who is offering foreign ETF in Thailand will have to comply with the requirements of the Stock Exchange of Thailand
of instruments comply with the requirements. 2. The transfer restriction is registered, including features of bonds, draft terms and conditions and a bondholders' representative appointment agreement
concerning deceased persons (as defined in the Personal Data Protection Act) sensitive personal data the personal data of a data subject that is sensitive and may lead to the risk of unfair discrimination, as
information related to digital asset investment via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET), their own company websites and the annual registration statement
Implementation Plan is a roadmap that offers a comprehensive set of strategic initiatives, specific actions and milestones for ASEAN securities regulators to ensure appropriate sequencing of initiatives, with an
Nomination Committee, which is also appointed by the Minister of Finance. Expert Commissioners must have qualifications and do not possess prohibited characteristics as specified by law, and at least one
Bangkok, 23 February 2021 – The Securities and Exchange Commission (SEC) is reminding business operators in the categories of “digital asset investment consultant” and “digital asset fund manager” who
bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of bills, the approval will be granted upon submission of the report on