deemed illegal Q: Does whistleblower protection measures cover auditor? A: Yes. Q: Is the requirement for auditor to report suspicious circumstance of the management's misconducts considered as
SEC is rather to ensure fair treatment and that investors have sufficient tools to protect their own rights. The SEC has used important measures in building confidence of investors as shareholders or
(2018) to enhance the supervision of digital assets that is more suitable for the unique characteristics of each type of digital assets and the associated risks, in line with international supervisory
requirements aim to ensure that DA operators will have a proper organizational structure with checks and balances in their management and the board of directors will be able to perform their duties more
qualifications of the license applicants, and to ensure that the licensing process is flexible and in alignment with the numbers of license types and license applicants, as well as the time for developing of the
sufficiency of their IT security and cyber security systems could not be verified. In addition, as a result of the application rejection, Cash2coin and SEADEX, which had been operating business by virtue of the
. Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA business
Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with international standards of capital markets by the World Bank. As participation in this program is voluntary
/ bonds with a bondholders' representative). (Original requirements) - Applicable to the offering of bonds only. - Application shall be submitted for an approval. The following qualifications will be
fund manager with the following qualifications : (1) In the case of the selected fund manager being a director, executive or employee of another company, the mutual fund management company shall prove