) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
fee afterwards." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in rules and regulations promulgated under the
. 2002. ___________________________ This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and
securities business as licensed and shall not be required to pay annual license fee afterwards." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of
the desirable directions. The SEC Strategic Plan (2023-2025) has laid down the following five key result areas: (1) Capital market is developed to be a key mechanism for strengthening the Thai economic
Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
corporations, or to discuss any significant issues which may impact rights of the shareholders. The shareholders can exercise their right through a general meeting which is required every year or through a
prepare and submit reports to the SEC Office with regard to their financial condition, business operation or any other information which may affect the rights and interest of digital asset holders or
operates in accordance with applicable law and standards. * Principle 1.4 The board should demonstrate a thorough understanding of the division of board and management responsibilities. The board should