fails to satisfy any condition set out under the first paragraph, the Securities and Exchange Commission may revoke its license. Clause 8. Fees for application and issuance of license for undertaking
business. If the licensee fails to satisfy any condition set out under the first paragraph, the Securities and Exchange Commission may revoke its license. Clause 8. Fees for application and issuance of
business, in case of a person under Clause 2(4). In case the approved person fails to comply with the conditions as prescribed in the first paragraph, the Securities and Exchange Commission may revoke such
or fill up additional information shall be specified. If the applicant fails to do so within such period, the SEC official will return the appilcation and evidentiary documentation to the applicant. In
and evidence as considered appropriate within the time as specified by the Office. If the applicant fails to comply or proceed as being required, the Office shall deem that such applicant does not
documents and evidence as considered appropriate within the time as specified by (Translation) 4 the Office. If the applicant fails to comply or proceed as being required, the Office shall deem that such
appraisal company in capital market’s location or telephone number. 7 Clause 16 In case any appraisal company in capital market obtaining an approval under this Chapter fails to maintain its characteristics
the review of the facts from the applicant or from the last day of the clarification period in the case where the applicant fails to clarify within the specified period under Clause 8. Division 2 Rules
holding an equivalent position or higher, who is in charge of financial advisory functions fails to meet the conditions set forth under (3) (4) (a) (b) or (c) of Paragraph 1 or (5)(a) or (c) of Paragraph 1