, management company shall calculate the limits for each investment policy instead of for each fund, except for the investment limits set out in Clause 54.” Clause 4. In calculating limits for additional
following amount: (1) Twenty million baht from the effective date of this Notification until 31 December 2011, except where such securities company undertakes securities business in any of the manners
until 31 December 2011, except where such securities company undertakes securities business in any of the manners specified in the second paragraph of Clause 4 and has paid-up registered capital of not
by impacts from COVID-19 pandemic, which included a decline in sales prices of all the products reflecting deteriorating market conditions, except PVC-Emulsion and a decrease in sales volume due to
regarding Investment in Capital Market Products Denominated in Foreign Currency (No. 5) dated 30 November 2023: https://publish.sec.or.th/nrs/9993s.pdf.*** Except for the case of giving information or advice
to be easily accessed by investors on a daily basis, except for the portfolio holding of the active ETFs which shall be disclosed, as considered appropriate, according to their underlying assets, but
qualifications*** (except for the qualifications of CIS operators above) in accordance with the specified criteria. The public consultation is available at the SEC website: https://www.sec.or.th/TH/Pages
) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint
involved with the capital market to ensure protection of the market's best interest, and the SET manager shall be ex officio board member. The directors, except the SET manager, shall hold office for a