following manners (1) the offer for sale is made to institutional investors incorporated under Thai law excep for an offer for sale under Clause 23(2). (2) the offer for sale is made to high net worth
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)
limiting the reviewing scope by the PLE management and not complying with the generally accepted accounting principles. Moreover, the exclusion of Techner?s interim financial statements from those of
exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
made within 15 days after the end of the month. An exception however is made for those closed-end mutual funds whose investment data has already been disclosed in the fund prospectus.2. Funds of funds
Category of Investment Advisory Service 25/02/2016 01/04/2016 5. Notification of the Securities and Exchange Commission KorChor 1/2555 Exclusion of Credit Rating Agency Business from Securities
feeling the need to hide their gender identity • 31% of LGBTI workers feel unhappy or depressed • Transgender people face the most frequent and severe discrimination and exclusion in the workplace and
an exception for appropriate and efficient mechanisms to prevent a conflict of interest in place, annual financial statements approved by an auditor, and maintenance of capital reserves in accordance