, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office; (2) other off-balance sheet’s contingent liabilities which may contribute to the

, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office; (2) other off-balance sheet’s contingent liabilities which may contribute to the

, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office; (2) other off-balance sheet’s contingent liabilities which may contribute to the

other similar supporting services; “Office” means the Office of the Securities and Exchange Commission. Clause 3. Except as provided by Clause 5, a securities company may use back office service from any

; “Office” means the Office of the Securities and Exchange Commission. (Translation) -2- Clause 3. Except as provided by Clause 5, a securities company may use back office service from any service providers

other similar supporting services; “Office” means the Office of the Securities and Exchange Commission. (Translation) -2- Clause 3. Except as provided by Clause 5, a securities company may use back office

- person and such transaction is in the manner of unfair treatment to the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management company perform

(Translation) - 4 - person and such transaction is in the manner of unfair treatment to the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management

the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management company perform any acts to engage into assets trading or enter to be

October 2010 except Clause 10(3) which shall come into full force as from 1 January 2013 or earlier. Clause 2 The Notification of the Office of the Securities and Exchange Commission No. SorShor. 21/2546 Re