first-time investment in such product.The notifications concerning the aforesaid amendments* will become effective on 16 April 2025.  Remark: * Three relevant notifications are:  1. Notification of the

supervision can be verified on the Investor Alert List via this link:  https://market.sec.or.th/public/idisc/en/InvestorAlert Furthermore, to report any leads concerning suspicious activities, please contact

The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional

investors correctly and completely and without sufficiently notifying or giving information that was important and relevant to investors’ decision making, in contravention of the Notification concerning

related policies or guidelines in accordance with the Notification of the Securities and Exchange Commission concerning Rules in Detail on Establishment of Information Technology System as well as the

Earlier on 20 January 2021, the SEC and the Securities and Futures Commission of Hong Kong (SFC) signed a Memorandum of Understanding concerning the Mutual Recognition of Funds between Hong Kong

. This time, SEC establishes the regulations concerning related businesses for applicants requesting operating licenses. Such businesses include standards for operating businesses and work systems

effort will strengthen capital market cooperation in accordance with the Memorandum of Understanding concerning Strengthening Economic Relation between the Government of the Kingdom of Thailand and Hong

) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of

concerning the amendments to the IPO approval regulations in the part of the issuer’s qualification of non-involvement in any illegal business. The essences of the amendments are as follows:    (1) Revising