. Overseas offerings of convertible debentures under court-approved restructuring plan under law on bankruptcy will be exempted from complying with conditions concerning notice of shareholders? meeting

Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit

the documents in order to acquire sufficient and reliable evidences concerning NIPPON?s transactions on securities investment, even though the company had continuously invested in large amount of

annual report. The information available in MD&A and risk factors includes analysis and explanation concerning the impact on business operation, financial condition, operating result, obligation for prior

prescribed by the Federation of Accounting Professions? accounting standards concerning consolidated financial statements. SEC Secretary-General Vorapol Socatiyanurak said ?The SEC has revised the rules

, however, incorrect and caused damage to the Fund. The evidence, furthermore, indicated that they, with support of Bania and Suthapa, had falsified documents and evidence concerning money withdrawal to

applicant and group of parent company.  {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1

capital market professional, in violation of the Notification of Capital Market Supervisory Board concerning personnel in the capital market.*  The SEC therefore suspended her from duty as the approved

Chantanayingyong, Acting SEC Secretary-General, said that the 3rd SEC Working Papers Forum, 2015 presented the research papers of Kasetsart University concerning liquidity and noise trader behavior in the Stock

financial statements by May 27, 2015. AIE was also required to clarify the auditor?s inquiries on cost of sales and inventories by May 12, 2015. The SEC received AIE audit committee report concerning the