orders via mobile phone.Failure to keep a complete record of derivatives trading orders was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended {A} from his duty as the approved securities investment consultant for a month and 10 days
capital market regulator which is a member of International Organization of Securities Commissions (IOSCO) and Signatory A of IOSCO MMOU concerning Consultation and Cooperation and the Exchange of
excellence: International relations concerning activities, cooperation, agreement, regulatory framework and development.E - Easy: User-friendly and inclusive search functions allow easy access to web contents
program development. To achieve the finest benefits for the fund members, the provident fund committee members should be knowledgeable in practices concerning provident fund and investment in various
aided and abetted the falsification of AMAC’s documents and accounts or preparation of incorrect 2008 and 2009 financial statements concerning purchasing raw materials, hiring for spare parts mold
concerning purchasing raw materials, hiring for spare parts mold production, selling goods, assembling engines, as well as receiving of returned goods and disassembling of engines and spare parts for auction
other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2/2014 of 168.79 million baht which significantly fell from the operating net profit of
transaction concerning the trade of TOG shares. 21/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of
transaction concerning the trade of TOG shares. 21/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary