supervisors approved by the Office which can be accessed and inspected by the public; (4) “tender offer preparer” means a person who prepares a tender offer for acquisition of securities for business takeovers
brokerage, securities dealing or underwriting of investment units All mutual fund supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of
supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand We would like to bring your attention to
in cases of investor contacts who have been approved on the basis of such status; 3.1 Being an investor contact approved or registered by regulators of foreign capital markets accepted by the Office on
manager on the renewal application date in cases of investor contacts who have been approved on the basis of such status; 3.1 Being an investor contact approved or registered by regulators of foreign
approved or registered by regulators of foreign capital markets accepted by the Office on the renewal application date and attending at least three hours of training on rules, regulations, code of ethics or
securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment
/News_Detail.aspx?SECID=7406 ASEAN capital market regulators roll out initiatives under ACMF?s new 5-year roadmap will also work with the industry panels to further engage domestic and international stakeholders to
ปัจจุบันให้กับคณะกรรมการของหน่วยงานที่เกี่ยวข้อง https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8967 ก.ล.ต. เข้าร่วมประชุม “Lord Mayor of London Virtual Roundtable with Thai Regulators” เพื่อร่วมพัฒนา
attendance were listed companies, government regulators, signatories of the business-centred Women’s Empowerment Principles established by UN Women and UN Global Compact, and representatives from private