consist of 225 capital market regulators and related organizations from 140 countries around the world. On average, each annual conference is attended by approximately 600 delegates. Applications for
), states that “the capital market regulators in the ASEAN region initiated and have advocated the ASEAN CG Scorecard to enhance the corporate governance quality of listed companies in ASEAN to the
regulators: Improve the supervisory standard and organizational management by emphasizing the importance of the new mindset, working methods and the mixed use of varieties of supervisory tools to create a
recognition, the quality of SEC?s auditor supervision has been internationally recognized, as evidenced by acceptance as a member of International Forum of Independent Audit Regulators (IFIAR) in 2010 while
informed ASCO of Cross Selling Meeting among the Bank of Thailand, the Office of Insurance Commission and the SEC. All the regulators agreed, in principle, to prohibit marketing promotion such as prize
ACMF is a grouping of the region's capital market regulators comprising all ASEAN member countries namely Brunei, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, the Philippines, Singapore, Thailand and
usually represented themselves as agents of foreign derivatives brokers licensed by foreign regulators and thus required no authorization from the SEC. Falling into the trap by transferring money to these
fund investors around the world. Since then, the company has conducted constructive dialogues with relevant parties in the fund industry, including regulators, associations and fund managers on a
supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand We would like to bring your attention to
supervisors approved by the Office which can be accessed and inspected by the public; (4) “tender offer preparer” means a person who prepares a tender offer for acquisition of securities for business takeovers