brokerage, securities dealing or underwriting of investment units All mutual fund supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of
supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand We would like to bring your attention to
Examination Prepared by Foreign Audit Regulators. Original: 0 copy Photocopy: 1 copy Remark: Sign to certify by the applicant (if any) - 7) Certified Public Accountant in Foreign Countries Licence Original: 0
ลูกค้าที่อยู่ภายใต้การดูแลรักษาของผู้ประกอบธุรกิจ (13) การให้ความร่วมมือกับหน่วยงานกำกับดูแล (relations with regulators) ผู้ประกอบธุรกิจต้องให้ความร่วม
signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on capital market development where the signatories take turn to host the meeting. Among ASEAN nations, the
understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on capital market development where the signatories take turn to host the meeting. Among ASEAN nations
International Forum of Independent Audit Regulators (IFIAR) หรือ European Commission (EC) (ข) ผู้สอบบัญชีต่างประเทศที่อยู่ภายใต้การกำกับดูแลของหน่วยงานอิสระที่ ทำหน้าที่กำกับดูแลผู้สอบบัญชีในประเทศที่ได้รับผลการ
AGENCIES INTRODUCTION In 1 The IOSCO CRA Principles were designed to be a useful tool for securities regulators, credit rating operate and the manner in which opinions of CRAs should be used by market
audit firm. - 9) Result of Working Paper and the Audit Quality Control System Examination Prepared by Foreign Audit Regulators, Agencies issuing Licence of Public Accounting Professions in Foreign
demonstrating a comparison between the laws and regulations of Home and Host regulators relating to management of NRI CIS ( issued by CIS Operator ) 9. A fee of THB100,000 (VAT exclusive) payable in the form of