Thailand shall be conforming to the rules under Clause 6; (2) in case of investment units in any other case except sub clause (1), the appointment to be the agent in the Kingdom of Thailand, for supporting
has been approved by the SEC Office in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Granting of Approval for Auditors except for the following
auditor who has been approved by the SEC Office in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Granting of Approval for Auditors except for the
the agent in the Kingdom of Thailand shall be conforming to the rules under Clause 6; (2) in case of investment units in any other case except sub clause (1), the appointment to be the agent in the
case of investment units in any other case except sub clause (1), the appointment to be the agent in the Kingdom of Thailand, for supporting the management company to increasingly distribute investment
entering into every such transaction, except in the following cases whereby the management company may carry out the transaction immediately: (1) a transaction for an acquisition or a disposal of securities
consent of the client or the provident fund committee, whichever the case may be, in writing before entering into every such transaction, except in the following cases whereby the management company may
. Clause 7 If critical functions are outsourced to service providers, intermediaries shall arrange business continuity plan to covers events of disruption of service providers except where intermediaries