case of investment units in any other case except sub clause (1), the appointment to be the agent in the Kingdom of Thailand, for supporting the management company to increasingly distribute investment
entering into every such transaction, except in the following cases whereby the management company may carry out the transaction immediately: (1) a transaction for an acquisition or a disposal of securities
consent of the client or the provident fund committee, whichever the case may be, in writing before entering into every such transaction, except in the following cases whereby the management company may
. Clause 7 If critical functions are outsourced to service providers, intermediaries shall arrange business continuity plan to covers events of disruption of service providers except where intermediaries
) all types of securities business license except the followings: (a) debt securities brokerage; (b) securities borrowing and lending business. (2)2 licenses for providing securities registrar services
licenses: (1) all types of securities business license except the followings: (a) debt securities brokerage; (b) securities borrowing and lending business. (2)2 licenses for providing securities registrar
securities business shall be paid in advance before the first day of each calendar year except for the first year of obtaining the license whereby the license fee shall be paid upon receipt of the license at