operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
bonds, (2) Euro Multilateral Trading Facility (MTF), whose criteria are as relaxed as the regulations governing an offering of corporate bonds to high net worth investors, and (3) Securities Official
approval criteria for auditors in the capital market but certain qualifications will be relaxed such as job title, audit experience and experience in giving opinion for financial reports.The consultation
be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be checked at the “investor alert” link https://market.sec.or.th/public/idisc/th
regulations may be relaxed in case holding company is deemed to have control over the businesses according to accounting standards or is restricted by law or public joint venture. The amendment aims to
conduct of derivatives brokers as follows: 1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
regulations of debt securities, which prescribe stricter rules when the issues are offered to retail investors and more relaxed ones when offered to non-retail investors. The issuers must also disclose related
regulations of debt securities, which prescribe stricter rules when the issues are offered to retail investors and more relaxed ones when offered to non-retail investors. The issuers must also disclose related