frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be checked at the “investor alert” link https://market.sec.or.th/public/idisc/th

services with respect to derivatives, and Business Impact Analysis (BIA); (4) the recovery time objective; (5) the recovery point objective; (6) details of backup systems and alternative site which comply

Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses

which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the

supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision

Analysis (BIA); (4) the recovery time objective; (5) the recovery point objective; (6) details of backup systems and alternative site which comply with the business continuity policy and business continuity

Business Impact Analysis (BIA); (4) the recovery time objective; (5) the recovery point objective; (6) details of backup systems and alternative site which comply with the business continuity policy and

/AnnualReport/pb_ar_2004.pdf Annual Report 2007 -site operation in case of emergency. With the backup of necessary electronic data, the web-based systems can function via the DRC site in case of longer-than

delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business in the category of

operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business