Bangkok, January 20, 2011 ? The SEC regulations on establishment and management of infrastructure fund have become effective since January 16, 2011. Asset management companies and the investing public are encouraged to study the new regulations in preparation for such fund application and investment choices. Infrastructure fund is a financing tool in support of economic expansion, national long-term competitiveness and financial innovation for more investment alternatives. Both the public and pr...
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
, Assistant Secretary-General, in charge of Legal Development; and 5. Ms. Jomkwan Kongsakul, Assistant Secretary-General, in charge of Fundraising. The executive appointments above have taken effect since 10
The Securities and Exchange Commission (SEC) held a meeting with the Department of Climate Change and Environment (DCCE), the Ministry of Natural Resources and Environment (MNRE), the Thailand Greenhouse Gas Management Organization (TGO), the Fiscal Policy Office (FPO), and the Stock Exchange of Thailand (SET) to discuss guidelines for regulating carbon credit trading under the draft Climate Change Act B.E. .... , which aims to drive Thailand towards effective goals in addressing climate c...
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
The SEC has amended the real estate-backed ICO regulations to be more comparable to the regulations governing real estate investment trusts (REIT) because both real estate-backed ICO and REIT share similar form of fundraising and benefit generation. In essence, the amendments support enhancement of digital token offering supervision with proper investor protection mechanisms and a focus on fair protection of investors’ rights in accordance with the relevant regulations governing the forms...
SEC Deputy Secretary-General Tipsuda Thavaramara said: "Capital market and financial technology are advancing fast, pushing securities businesses to increasingly diversify their operation and services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions that are inconsistent with international standards or insufficient to protect investors' interest...
and Spokesperson, said: “Now that both amendments have taken effect, the process of blocking access to digital asset trading platforms that are liable to be an operation of unlicensed digital asset
accounting, legal and tax areas of the target investee company and the potential dilution effect.* The IFA thus advises against the approval of the proposed capital increase. MORE will propose the capital