Today (February 23, 2004), the meeting between the Office of the Securities and Exchange Commission (SEC) and the Association of Securities Companies (ASCO) agreed on ASCO?s proposal concerning
than 40% or high P/E ratio or operating loss or being in the REHABCO sector. The SEC would like to clarify as follows: - The Association of Securities Companies (ASCO), with its good intention
mutual fund that not more than 50% of the total investment units sold are held by related parties, but the underwriter can intervene the asset management companies, for example, providing subscription form
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The ACMF convened its 39th ACMF Chairs’ Meeting today hosted by the Indonesia Financial Services Authority (Otoritas Jasa Keuangan / OJK). The meeting is in a hybrid format with the in-person meeting being held in Bali, Indonesia.The Meeting endorsed the ASEAN Transition Finance Guidance (Guidance] which serves as a common standard guidance for what constitutes a credible, transparent, and inclusive transition with a focus on aligned and aligning transition finance opportunities. The Guidance co...
Bangkok, January 9, 2009 ? With reference to the SEC?s earlier complaint filed with the Department of Special Investigation (DSI) against S.E.C. Auto Sales and Services Plc.?s ("SECC") chairman Sompong Witthayaraksan and four accomplices on the grounds of defrauding and misappropriating the company?s assets by falsifying documents to deceive the company into paying money for the purchase of non-existent cars for the benefit of themselves or other persons, causing the company to suffer substantia...
companies should additionally determine that such prohibition on relations with listed company shall include professional services, such as being companies? auditors or lawyers, etc. Other Business Relations
Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making
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