) Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company
investment purpose. The SEC Board Meeting No. 3/2565 dated 3 March 2022 passed a resolution approving the principles for prohibiting digital asset business operators from using digital assets as a means of
(consisting of civil penalties, compensations in the amount equal to the benefits received or would have been received, and reimbursements of investigative expenses incurred by the SEC) and prohibiting them
baht (consisting of civil monetary penalties, compensations for the benefits received or would have been received, and the reimbursements of investigative expenses incurred by the SEC) and prohibiting
conflicts of interest. The revised rules also protect the best interest of investors by prohibiting collection of redundant fees, prohibiting the exercise of the voting right of the invested funds
regulations for prohibiting digital asset business operators from providing services on privacy coins and the conduct rules for services on privacy coins provided prior to the effective date of the proposed
issues for the SEC Board?s further consideration: (1) the necessity for amendment to the SEC Governance and Code of Conducts; and (2) the necessity for prohibiting SEC Board members from holding positions
as director or executive of any securities issuing company or securities company, as summarized below: - prohibiting Boonchai from trading securities or derivatives for a period of 48 months and
the capital market or a lack of information that may affect investment decision making of investors. The key points of the amendment are as summarized below: (1) Prohibiting local securities