Persons Fail to exercise duty of care - - - - - - - Presenting a false statement or concealing material facts that should have been stated - - - - - - - Disclosure of false statement/ Dissenimation of false

As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision

Court of First Instance The Appeal Court The Supreme Court These offenses (e.g. presenting false statement concerning public offering, analyzing financial position based on false information, using or

information, integrating ESG information into analysis and valuation, and presenting ESG information in research reports. In addition, it contains resources for analysts to reference for in-depth information on

, presenting the objectives of the event.Mrs. Pornanong Budsaratragoon, SEC Secretary-General, addressing "Directions for Regulating and Developing the Thai Capital Market to Build Trust and Confidence and

time of the incident, was considered that he deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led the clients to use Zipup/ZipUp

imposed on an offender for these following offenses under SEA: (1) committing unfair practice regarding securities trading (e.g. market manipulation and insider trading); (2) presenting a false statement or

SEC researcher, described in presenting ?Mutual Fund Fees & Performance? that the mutual fund fees and expenses may substantially affect the value of investors? portfolio, especially those with long

provide investment advisory services; 4) process and operations of the business operator, such as, reporting of investment results, adjustment process, investment strategy by presenting information for a

of Corporate Affairs presenting the new Principles at the Asian Corporate Governance Roundtable in Bangkok on 29 October 2015. "The new Principles are particularly relevant for Asian growth companies