collaboration in preventing securities trading violations under the Securities and Exchange Act and the Anti-money Laundering Act. This agreement aims to support effective law enforcement capabilities and
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The webinar held on March 26, 2024 aimed to reinforce the roles and duties of the boards of directors in accordance with good corporate governance, which include prevention, deterrence and suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to elevate the quality and good governance of listed companies. Mrs. Pornanong Budsaratragoon, SEC Sec...
, “Preventing, Deterring and Suppressing Improper Behaviors of Listed Companies”. This event was part of the Strengthening Corporate Governance of Listed Companies Initiative, aimed at encouraging the boards
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
, please see: https://about.fb.com/news/2025/05/avoiding-investment-payment-scams-online
focus on preventing, deterring and suppressing inappropriate behaviors and misconduct as well as effective enforcement in all cases, at a media briefing on 6 February 2024, at the SEC Building.More
agencies and elevate measures for preventing the use of foreign digital asset exchanges as a channel for money laundering. They enable quicker blocking of websites and applications of foreign digital asset
damage to the operation of the securities company and customers. Therefore, for the purpose of preventing risks arising from using information technology in the operation of the securities company and for