acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of

through the ASEAN Corporate Governance Scorecard, which has elevated the visibility of well governed ASEAN PLCs to the international investing community.More information on the ACMF Implementation Plan and

1992 (PLCA) governs listed and other public companies (other corporate forms are governed by the Civil and Commercial Code; many of the relevant provisions are identical). The Department of Business

overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows:           (1) Posting on the

DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22

securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment

authorized resellers of Libra, Libra can be governed under the related laws like those related to financial institutions’ businesses, foreign exchange control or e-Payment? Laws may need amendments or

Kong and the ongoing supervision of SFC-authorised funds. As a statutory body, the SFC’s regulatory objectives and functions are defined and governed by the Securities and Futures Ordinance. The SFC’s

ASEAN region. This initiative supports the liberalization of the ASEAN Economic Community and enhances the international visibility of well-governed ASEAN companies. The ACGS assessment is conducted every