SEC Secretary-General Ruenvadee Suwanmongkol said that bonds are an important mean of fund-raising that the business sector uses to create liquidity and expand their businesses, as well as use as substitutes of or additions from loans from financial institutions. Most of the bonds are credible to invest in, called investment grade, yet there are some that are not as credible, called non-investment grade, as well as some that remain unrated, on which SEC regulates strictly to protect the...

supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantanet, who was appointed Assistant Secretary-General in 2016, oversees the line of work related to fund

provisions in the Public Limited Companies Act B.E. 2535 (1992) are contentious and subject to different interpretations. Today’s decision by the Business Development Department, which oversees the

with the board of the company, which oversees the actions of its management. Investors in the company also play an important role in holding the board to account for the fulfilment of its

Committee (Global) • To enhance the governance of our activities related to sustainable investing, J.P. Morgan Asset Management established the Sustainable Investing Oversight Committee (SIOC) • Oversees ESG

directors are clearly defined. 2.2 The board of directors oversees whether the company goals are clear and measurable to be used as guidelines for executives’ and employees’ operation. 2.3 The board of

Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................

include a number of provisions on the governance of listed companies, giving the SEC clear authority in these areas. The SEC also oversees the Stock Exchange of Thailand (SET). Its Regulations for Listed

Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises

Bangkok, July 5, 2012 - The SEC strictly supervises investment consultants (marketing officers) of securities companies to prepare and keep complete records of client's securities or derivatives