SEC Secretary-General Ruenvadee Suwanmongkol said that bonds are an important mean of fund-raising that the business sector uses to create liquidity and expand their businesses, as well as use as substitutes of or additions from loans from financial institutions. Most of the bonds are credible to invest in, called investment grade, yet there are some that are not as credible, called non-investment grade, as well as some that remain unrated, on which SEC regulates strictly to protect the...
supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantanet, who was appointed Assistant Secretary-General in 2016, oversees the line of work related to fund
provisions in the Public Limited Companies Act B.E. 2535 (1992) are contentious and subject to different interpretations. Today’s decision by the Business Development Department, which oversees the
make the most out of personal data for the purpose of further developing services. In so doing, BOT oversees risk management and data usage governance in compliance with the intention of the PDPA
directors are clearly defined. 2.2 The board of directors oversees whether the company goals are clear and measurable to be used as guidelines for executives’ and employees’ operation. 2.3 The board of
Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises
Bangkok, July 5, 2012 - The SEC strictly supervises investment consultants (marketing officers) of securities companies to prepare and keep complete records of client's securities or derivatives
securities business in the category of private fund management. Parties shall be regarded as the juristic entities under the same business group under the first paragraph if: (1) The party that manages funds
securities business in the category of private fund management. Parties shall be regarded as the juristic entities under the same business group under the first paragraph if: (1) The party that manages funds
securities business in the category of private fund management. Parties shall be regarded as the juristic entities under the same business group under the first paragraph if: (1) The party that manages funds