Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the management team convened a meeting with Mr. Chanin Vongkusolkit, TLCA Chairman, and the board members to discuss collaboration in developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing su...

, which prescribes the terms and conditions governing the obligations between the bond issuer and the bondholders’ representative. Therefore, the SEC and ThaiBMA have collaboratively developed the sample

acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of

overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows:           (1) Posting on the

DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22

and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices SEC, CFA Institute and CFA Society Thailand collaboratively

BOT Programmable Payment Sandbox SEC, CFA Institute and CFA Society Thailand collaboratively promote the integration of ESG factors into securities analysis and valuation Building Confidence in the

BOT Programmable Payment Sandbox SEC, CFA Institute and CFA Society Thailand collaboratively promote the integration of ESG factors into securities analysis and valuation From Challenges to Opportunity

2023 and higher score in the Integrity and Transparency Assessment 2024 SEC, CFA Institute and CFA Society Thailand collaboratively promote the integration of ESG factors into securities analysis and

business expansion.   _________________________ Documents SHARE : Related News SEC, CFA Institute and CFA Society Thailand collaboratively promote the integration of ESG factors into securities analysis and