proposed amendments, an IPO issuer would prepare and disclose the necessary information in the visual and audio formats to better respond to investors? growing habit of accessing news and information from
submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A
10 13 16 19 22 25 28 -3 0 3 6 9 12 15 18 21 24O rd er V o lu m e (m ill io n s h ar es ) Interval 5 minute volume from 9:30 & 14:00 Matched_Volume Order_Total_Volume 0.0% 1.0% 2.0% 3.0% 4.0% 5.0% 6.0
trading orders via the phone with call recorder. Making securities trading decisions on behalf of client and failing to completely record client's securities trading orders were in violation of the Clauses
. Audio and/or video recordings, as the case may be, of an entire meeting shall be permitted, including the recording of computer traffic data generated by such recordings. A notice for a unitholders
, WXT, XAUT, XCH, XDC, XEC, XEM, XLM, XMR, XNO, XPRT, XSGD, XTZ, XVG, XYM, XYO, ZEC 2 30% AAVE, ABBC, ACH, AERGO, AGIX, AIOZ, ALCX, ALGO, ALICE, ALPACA, ALPHA, AMPL, ANT, API3, AR, ARK, ARPA, ASD, AUDIO
, API3, AR, ARK, ARPA, ARRR, ATA, AUDIO, AVA, AVAX, AXS, BAKE, BAT, BCH, BEL, BETA, BICO, BIFI, BIT, BLOK, BNT, BOBA, BOND, BORA, BSV, BSW, BTC, BTG, BTRST, BTS, BTT, BUSD, C98, CAKE, CBK, CEEK, CELO, CELR
, ASD, AUDIO, AXS, BADGER, BAKE, BAND, BETA, BFC, BICO, BNB, BOND, BONE, BORA, BSW, BTCST, BTRST, C98, CAKE, CEEK, CELR, CFX, CHR, CHZ, CLV, COTI, CRO, CRV, CTSI, CVC, CVX, DAR, DCR, DENT, DEXE, DFI, DGB
means, the securities company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities https://publish.sec.or.th/nrs/65se.pdf ประกาศ
shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities https://publish.sec.or.th/nrs/65se.pdf ประกาศคณะกรรมการกำกับหลักทรัพย์และ