Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
they may be on their climate journey. Facilitated by Monica Bae and Serena Li, Asia Investor Group on Climate Change (AIGCC) Agenda 1. Welcome and opening remarks (10 minutes) a. Mrs. Pornanong
conducted by the SEC reveals that in the minutes of the Board of Directors’ Meeting, and information disclosed by EARTH, via the information disclosure system of the Stock Exchange of Thailand on several
EGM No.1/2017 on Monday, October 16, 2017. 3. Determined the agenda for the EGM No.1/2017 will be as follows; Agenda 1 : To consider and certify the minutes of the Annual General Meeting of Shareholders
) Public Company Limited, (“The company”) would like to notify the resolution of the Board of Directors Meeting No.7/2018, hold on August 6th, 2018 as follows: 1. Certified the minutes of the Board of
board should ensure accurate, timely and complete disclosure of shareholder resolutions and preparation of the minutes of the shareholders’ meetings. Principle 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8
making false entries in the accounting documents, financial statements and minutes of the board’s meeting to deceive others that the company approved the loan of 85,000,000 baht to Orn-Uma Construction
entries in the accounting documents, financial statements and minutes of the board’s meeting to deceive others that the company approved the loan of 85,000,000 baht to Orn-Uma Construction Limited
0.292 0.294 0.296 0.298 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 Q u o te d S p re ad ( B ah t) Minutes 30 minutes when continuous market starts Morning Afternoon 0.520 0.525 0.530 0.535 0.540 0.545 1 3 5