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business expansion or further investment during the time it has not yet fully met the capital increase requirement. TSFC later informed the SEC that it had undergone debt restructuring and capital decrease
regulatory co-operation between the SFC and the SEC. The two regulators aim to work towards two main objectives: the mutual recognition of investment funds authorised in their respective jurisdictions for
allow the association to invest in certain types of securities, provided that, such investment is made in accordance with the rules issued by SEC Board; and (3) Provision regarding criminal
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven
principles to responsible in-process business operation in line with the Sustainable Development Goals (SDGs) of the United Nations.The current Initiative participants, both companies and organizations, will