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offence under Section 241, which is the SEC?s standard procedure. The investigation has been underway but not yet completed.2. Front running ? Despite not being subject to the criteria of an offence under
The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
Bangkok, December 14, 2007 ? The SEC has clarified the methods for calculating the net asset value (NAV) of the share of PTT Public Company Limited (PTT) and the redemption procedure for mutual funds
-General, as well as SEC executives and officers, organized a volunteer activity providing lunchboxes for approximately 200 students at Setsatian School for the Deaf. The school educates deaf students from
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 01/07/2005 - 20/07/2005
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...
SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in
(9.0) (86.8) Costs of Sales and Services (258.4) (273.0) (14.6) 5.7 Gross Profit 129.6 149.0 19.4 15.0 Gross Profit from Operation3 119.3 147.6 28.4 23.8 Other Income4 45.7 16.8 (28.8) (63.1
2 28.6 63.5 -55.0% Costs of Sales and Services (1,120.0) (1,092.4) 2.5% Gross Profit 588.3 541.4 8.7% Gross Profit from Operation3 559.7 477.9 17.1% Other Income4 162.7 134.4 21.1% Administrative