) failure to include review of property fund management in ING Funds? audit plan between 2007 and 2009; 2. SCIB?s deficient processes regarding (1) supervision of ING Funds to ensure compliance
for reporting the IPO shares results (Form 81-1-IPO), the issuer shall submit a supplemental report (81-1 Short-Form) to the SEC Office. The report shall include two (2) parts of information: 1) The
), the issuer shall submit a supplemental report (81-1 Short-Form) to the SEC Office within a designated timeframe. This report must include the following information: - Major shareholders and their
* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...
amendments to the handling of conflicts of interest rules to improve efficiency of the securities offering process, which include preventive measures and disclosure measures to support investors
investors? best interest. This regulatory revision is part of the SEC?s three-year strategic plan to improve the overall market ecosystem regarding capital market product governance. The key points of
leveraging digital technology to enhance service delivery and continuously improve operational efficiency, with key achievements in 2024 including: - Providing comprehensive digital services
three years, covering additional access control measures to include both user accounts (or non-administrator accounts) and privileged accounts, and maintaining incident records with root cause analysis
value information from the company, rather than that from other sources. Accordingly, disclosure should include significant issues which could materially impact business operations and shareholders, along