) Contribution for public interest more than one’s own benefits and public mindedness, (5) Focus on work effectiveness, (6) Fair and impartial duty performance, and (7) Setting good examples and protecting the

investment before soliciting customers, especially the elderly aged 60 years old or more and inexperienced investors, to invest in fund products suitable for their risk profile

risks of using online platforms for investing. • Use multiple impartial and independent resources, tools and information to assist in making investment decisions. • Ask the financial service provider

evaluations and at appraisals – what is emphasis on commercial objectives, or technical ability? 4 What is the risk of inexperienced people being out of depth at client (and effect on their dealings with client

/targets/recovery rates? 7 What is the risk of inexperienced people being out of depth at client (and effect on their dealings with client and superiors) – how is this prevented? What process does the firm

) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3) indicating the

referable source; (2) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3

opinions stated herein. Credit Suisse's policy is only to publish investment research that is impartial, independent, clear, fair and not misleading. For more detail please refer to Credit Suisse's Policies

investment advisors using the brand name John Hancock Investment Management. This material is not intended to be, nor shall it be interpreted or construed as, a recommendation or providing advice, impartial or

independently in an impartial and fair manner, taking into consideration the public’s benefits and the security and integrity of the capital market. An independent director of a derivatives clearing house shall