Bangkok, April 20, 2015 ? The SEC revealed that the Settlement Committee imposed a fine of 1,500,000 baht on Chakkit Thanavirun, a former executive of Bliss-Tel Plc. (BLISS) for imparting false
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
Initiative, as submitted in their activity reports to the SEC, are a means of imparting financial and investment knowledge to the public apart from the businesses’ normal product sales practices. The
Initiative, as submitted in their activity reports to the SEC, are a means of imparting financial and investment knowledge to the public apart from the businesses’ normal product sales practices. The
Asian Corporate Governance Association (ACGA), also gave the honor of conveying important perspectives that institutional investors are becoming an increasingly important part of shareholders
conveying the client's consent to assign the private fund management company to arrange such matter. 1.3 The private fund management company shall invest according to the client's instructions, provided that
conveying the client's consent to assign the private fund management company to arrange such matter. 1.3 The private fund management company shall invest according to the client's instructions, provided that
a means of imparting financial and investment knowledge to the public apart from the businesses’ normal operations. Such activities were conducted in various formats, including production and
, image or in any other form conveying content by its own nature or by any means. “advertising through media” means an advertising of offer for sale of units through newspapers, advertising boards, radio
of the registration statement and the draft prospectus in paper format, and one set of the photocopies thereof; (2) transmitting information electronically via the data transmission 13 system as