SEC files criminal complaint against 11 SLC share price manipulators Bangkok, September 9, 2014  ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Shine Bunnag, (2) Pataman Buranasin, (3) Supichaya Chaimueanvong, (4) Meesak Makbumroong, (5) Apinunthakan Pongsathabordee, (6) Tepparit Sihisarapisit, (7) Tree Bunpradphai, (8) Phawit Natapintu, (9) Siriya Dumrongviteethum, (10) Chanatip Tantipoontham, and (11) Thai Bunpradphai, for manipulatin...

relating companies with Beyond, the shareholders and executives of Beyond without due diligence and care in the same manner as a professional. Besides, Beyond gave the margin loan and performed in favor of

founders and major shareholders were all in favor of disposing QI to Continental. This transaction is at arms’ length and after the close, Continental will not have any claims against the Company. Please be

in favor of the SEC guidelines – and also covers clearer revision of mutual fund schemes.       For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages/PB_Detail.aspx

beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The

been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual

companies comply with the following key regulations:   1) To provide several investment plans for members to choose from, including a qualified default policy for those without expressed preference;  2) To

Company had to make this sale for the reason that QI’s founders and major shareholders, who are not related parties to the Company, were all in favor of disposing QI to Continental. This transaction is at

Lifecycle Thailand × Know Your Client Process– Standard risk questionnaire × Focus primarily on risk preference (i.e., an investor’s aversion to risk) and ignore risk capacity (i.e., an investor’s ability to

placed as collateral in favour of Mahachai Group, and a representative from the Mahachai Group must be appointed to jointly approve with GSTEL in the procurement, sale, and payment processes, and this