สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ร่วมเสวนาหัวข้อ “What Roles does Regulator Play in Supporting Fintech

Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities

PUBLIC COMPANY LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 24/02/2022 13:14 Notification of related transaction of rental of property does not exceed 3 years (Revised) 23

Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as

Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

submit the financial statements for Q3/2017 within the specified period. The amount of fines does not include daily fines starting from the day following the settlement date to the day the company properly

baht for mutual fund or private fund management business whose business does not fall under (1)(c)1, 2 or 3; (3) ten million baht for mutual fund or private fund management business that provides service

baht for mutual fund or private fund management business whose business does not fall under (1)(c)1, 2 or 3; (3) ten million baht for mutual fund or private fund management business that provides service

baht for mutual fund or private fund management business whose business does not fall under (1)(c)1, 2 or 3; (3) ten million baht for mutual fund or private fund management business that provides service