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POWER-P to pay 45 million baht higher than actual value as deposit for shares purchase of another company. In addition, he permitted false records or no record of important information in the company?s

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6081

SEC files a criminal complaint against seven KC executives and associates for dishonest acts, misappropriation of B/E sale money and consent to false accounting records

meeting documents, jointly opening a bank account for receiving the B/E transfer transactions, concealing such B/E sale by omitting the sale transactions from the company's accounting records, and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6914

SEC files a criminal complaint against 11 directors of Energy Earth for making false entries or failing to enter any material statement in documents

imprisonment for a term of five to ten years and a fine of THB 500,000 to THB 1 million. The SEC is also investigating other issues in connection with the fair value of assets and records of accounts, and if

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8204

SEC sanctions four capital market personnel for incomplete trading order records

Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5315

SEC Thailand’s public hearing on proposed amendment to regulations regarding digital asset business operator’s records keeping.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=990

SEC suspends an investment consultant for submitting false bank documents to help a client

According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8115

The SEC requires EARTH documents within five days and special audit on sources of debts

Bangkok, 9 August 2017 ? The SEC has ordered Energy Earth Public Company Limited (EARTH) to submit documents related to the debts worth more than 26 billion baht to the SEC within five business days

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6853

SEC sanctions an investment consultant for signing documents without investor contact

Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5891

SEC files a criminal complaint against former RAM executive for fraud and preparation of incorrect documents

Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6157

SEC files criminal complaint against POWER?s ex-executive and related persons for embezzling and falsifying documents and accounts

payment for four business partners worth totaling 265 million baht, with evidence to believe that the beneficiaries were those related to Suriya;3. Embezzling POWER?s money by falsifying documents and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4572