> ที่ กลต.จท-3.(ว) 34/2563 เรื่อง แนวทางการเปิดเผยข้อมูลการจำกัดการรับสิทธิประโยชน์บางประเภทสำหรับผู้ถือหลักทรัพย์ในบางสัญชาติ (Restricted countries
เผยข้อมูลการจำกัดการรับสิทธิประโยชน์บางประเภทสำหรับผู้ถือหลักทรัพย์ในบางสัญชาติ (Restricted countries) ในกรณีที่มีการเสนอขายหลักทรัพย์แบบ Preferential Public Offering ตามที่
category under the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by
the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by regulator; (4) no
directors or the management executives of the company perform the duties with recklessness or dishonesty causing damages to the company; or when directors or the management unlawfully acquired benefits via
, resulting in 2 years and 6 months imprisonment for 122 counts (2) for dishonesty and failure to discharge her duty as director with due care and loyalty. (3) for dishonestly converting listed company’s
manner of deceit, fraud or dishonesty relating to offences against property as specified as prohibited characteristic in Group 2 under Clause 30; (3) having a reasonable ground to believe that there is a
revokes approval of an investment consultant for performing duties dishonestly and acting in the manner that implies dishonesty SEC revokes approval of an investment consultant for performing duties
deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital